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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

TERRENCE NEWMAN

Advisor at WELLS FARGO ADVISORS

CHICAGO, IL | GLENVIEW, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Apr 29, 1992
First registration: Mar 8, 2005
Dual registered: yes, broker-dealer
Other names: TERRY NEWMAN|TERRENCE ADAMS|Terrence Allen Adams|TERRENCE ALLEN NEWMAN
IAPD individual key: 2229733

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Dec 10, 2024	n/a	yes	GLENVIEW, IL\|CHICAGO, IL	Current employment
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jun 10, 2021	Nov 27, 2024	no	ROSEMONT, IL\|GURNEE, IL\|WAUKEGAN, IL\|OAK BROOK, IL\|ROSEMONT, IL\|CHICAGO, IL\|OAK BROOK, IL	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jun 25, 2018	Jan 12, 2021	no	CHICAGO, IL\|EDINA, MN	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 30, 2010	Jun 15, 2018	no	Chicago, IL\|Chicago, IL\|Rosemont, IL\|Countryside, IL\|Chicago, IL\|Mt Prospect, IL\|Hinsdale, IL\|Elmwood Park, IL\|Oak Park, IL\|Elmhurst, IL\|Stickney, IL\|Lombard, IL\|Westchester, IL\|Chicago, IL\|Downers Grove, IL\|Glenview, IL\|Oak Lawn, IL\|Rolling Meadows, IL\|Morton Grove, IL\|HOMETOWN, IL\|Chicago, IL\|Chicago Heights, IL\|Chicago, IL	Previous registration
FIRSTMERIT ADVISORS, INC.	n/a	Apr 30, 2010	Jul 2, 2010	no	NILES, IL\|AKRON, OH	Previous registration
VISION ASSET MANAGEMENT INC	n/a	Mar 8, 2005	Jul 21, 2006	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	WELLS FARGO ADVISORS	Nov 27, 2024	Dec 10, 2024	13	Firm change	Ibd to wirehouse
OSAIC FA, INC.	FIFTH THIRD SECURITIES, INC.	Jan 12, 2021	Jun 10, 2021	149	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	OSAIC FA, INC.	Jun 15, 2018	Jun 25, 2018	10	Firm change	Ibd to ibd
FIRSTMERIT ADVISORS, INC.	U.S. BANCORP INVESTMENTS, INC.	Jul 2, 2010	Jun 30, 2010	-2	Firm change	Other
VISION ASSET MANAGEMENT INC	FIRSTMERIT ADVISORS, INC.	Jul 21, 2006	Apr 30, 2010	1,379	Firm change after gap	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jun 10, 2021 to Nov 27, 2024factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jun 25, 2018 to Jan 12, 2021factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 30, 2010 to Jun 15, 2018factForm ADV
→ FIRSTMERIT ADVISORS, INC.Registered adviserregistration: previous registration
Apr 30, 2010 to Jul 2, 2010factForm ADV
→ VISION ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Mar 8, 2005 to Jul 21, 2006factForm ADV

Dated events

Occurred
Nov 27, 2024
Advisor changed firm
Terrence Newman left Fifth Third Securities, Inc. for Wells Fargo Advisors (registered 2024-12-10)
Form ADVobserved 6 days ago