DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Terrence Newman

Wells Fargo AdvisorswirehouseChicago, Il dual registrantIAPD 2229733

Feed of 09/14/2026

Also filed as Terry Newman

At current firm

1 y

since Dec 10, 2024

In the industry

34 y

since Apr 29, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Dec 10, 2024 · Glenview, Il
Fifth Third Securities, Inc. BD affiliated
Jun 10, 2021 to Nov 27, 2024 · Rosemont, Il
Osaic Fa, Inc. former
Jun 25, 2018 to Jan 12, 2021 · Chicago, Il
U.S. Bancorp Investments, Inc. former
Jun 30, 2010 to Jun 15, 2018 · Chicago, Il
Firstmerit Advisors, Inc. unclassified
Apr 30, 2010 to Jul 2, 2010 · Niles, Il
Vision Asset Management Inc unclassified
Mar 8, 2005 to Jul 21, 2006 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to Wells Fargo Advisors
left Nov 27, 2024, registered Dec 10, 2024 (13 days) · Affiliated broker-dealer or bank to wirehouse
Osaic Fa, Inc. to Fifth Third Securities, Inc.
left Jan 12, 2021, registered Jun 10, 2021 (149 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to Osaic Fa, Inc.
left Jun 15, 2018, registered Jun 25, 2018 (10 days) · Affiliated broker-dealer or bank to another
Firstmerit Advisors, Inc. to U.S. Bancorp Investments, Inc.
left Jul 2, 2010, registered Jun 30, 2010 (-2 days) · Other
Vision Asset Management Inc to Firstmerit Advisors, Inc.
left Jul 21, 2006, registered Apr 30, 2010 (1379 days) · Other

Signals

Terrence Newman left Fifth Third Securities, Inc. for Wells Fargo Advisors (registered 2024-12-10)
Nov 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address