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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

HERBERT HENRY SCHEFFLER

Advisor at OSAIC WEALTH, INC.

GRAND RAPIDS, MI | STEVENSVILLE, MI

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Search this name across graphsid dfx:ria:f6b6bc26-bfd5-529e-2547-db0c6c27c940

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 21, 1995
First registration: Sep 29, 2006
Dual registered: yes, broker-dealer
Other names: HERB SCHEFFLER
IAPD individual key: 2598646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 11, 2020	n/a	yes	GRAND RAPIDS, MI\|STEVENSVILLE, MI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 12, 2014	Jun 22, 2020	no	COLOMA, MI\|HOUSTON, TX\|SAN DIEGO, CA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Apr 2, 2012	Dec 16, 2014	no	AUSTIN, TX	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Sep 29, 2006	Apr 4, 2012	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Jun 22, 2020	Jun 11, 2020	-11	Firm change	Ibd to ibd
OPPENHEIMER & CO. INC.	LPL FINANCIAL LLC	Dec 16, 2014	Dec 12, 2014	-4	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	OPPENHEIMER & CO. INC.	Apr 4, 2012	Apr 2, 2012	-2	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 11, 2020 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 12, 2014 to Jun 22, 2020factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Apr 2, 2012 to Dec 16, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Sep 29, 2006 to Apr 4, 2012factForm ADV

Dated events

No dated event names this entity yet.