RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• H•••• S••••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 11, 2020 · Grand Rapids, Mi
- L•• F•••••••• L•• BD affiliatedDec 12, 2014 to Jun 22, 2020 · Coloma, Mi
- O••••••••• • C•• I••• BD affiliatedApr 2, 2012 to Dec 16, 2014 · Austin, Tx
- M••••• K••••• • C••••••• L•• formerSep 29, 2006 to Apr 4, 2012 · Austin, Tx
- L•• F•••••••• L•• to O•••• W•••••• I•••left Jun 22, 2020, registered Jun 11, 2020 (-11 days) · Affiliated broker-dealer or bank to another
- O••••••••• • C•• I••• to L•• F•••••••• L••left Dec 16, 2014, registered Dec 12, 2014 (-4 days) · Other
- M••••• K••••• • C••••••• L•• to O••••••••• • C•• I•••left Apr 4, 2012, registered Apr 2, 2012 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address