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N••••••• N•• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

N••••••• N•• D••••••

Advisor at S•••• C•••••• S•••••••• L••

NAPLES, FL

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Search this name across graphsid dfx:ria:f6bee865-12f1-268f-36c4-bff41a3589e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C•••••• S•••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• C•••••• S•••••••• L••	Asset manager	Jan 11, 2024	n/a	yes	NAPLES, FL	Current employment
M• A•••••••	Independent wealth	Dec 22, 2020	Mar 1, 2022	no	CHICAGO, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• C•••••• S•••••••• L••	M• A•••••••	Sep 15, 2023	Dec 22, 2020	-997	Firm change after gap	Other
M• A•••••••	S•••• C•••••• S•••••••• L••	Mar 1, 2022

Relationships

Registered with (4)

→ S•••• C•••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 23, 2020 to Sep 15, 2023factForm ADV
→ M• A•••••••Registered adviserregistration: previous registration
Dec 22, 2020 to Mar 1, 2022factForm ADV
→ D••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Mar 10, 2010 to Jan 4, 2011factForm ADV
→ G••••••••• F•••• D••••••••• L••

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
N••••••• N•• D•••••• left S•••• C•••••• S•••••••• L•• for M• A••••••• (registered 2020-12-22)
Form ADVobserved 7 days ago
Occurred
Mar 1, 2022
Advisor changed firm
N••••••• N•• D•••••• left M• A••••••• for S•••• C•••••• S•••••••• L•• (registered 2024-01-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6bee865-12f1-268f-36c4-bff41a3589e4
First observed: Oct 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.