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J••• W•••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J••• W•••••• D••

Advisor at W••••• A•••••••• L•••••

BROKEN ARROW, OK

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Search this name across graphsid dfx:ria:f6c35266-3194-54dd-d8d1-68b42679f73c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A•••••••• L•••••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A•••••••• L•••••	Former SEC adviser	Mar 11, 2026	n/a	yes	BROKEN ARROW, OK	Current employment
W••••• A•••••••• L•••••	Former SEC adviser	Mar 4, 2025	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A••••••• O• O•••••••• L•••••	W••••• A•••••••• L•••••	Dec 31, 2005	May 20, 2004	-590	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••• A•••••••• L•••••Registered adviserregistration: previous registration
Mar 4, 2025 to Dec 31, 2025factForm ADV
→ W••••• A••••••• O• O•••••••• L•••••Registered adviserregistration: previous registration
Oct 11, 2000 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6c35266-3194-54dd-d8d1-68b42679f73c
First observed: Oct 11, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.