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Feed of 09/14/2026
At current firm
0 y
since Mar 11, 2026
In the industry
40 y
since Aug 1, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• A•••••••• L••••• former currentsince Mar 11, 2026 · Broken Arrow, Ok
- W••••• A•••••••• L••••• formerMar 4, 2025 to Dec 31, 2025 · Tulsa, Ok
- W••••• A•••••••• L••••• formerJan 19, 2016 to Dec 31, 2024 · Broken Arrow, Ok
- W••••• A•••••••• L••••• formerMay 20, 2004 to Dec 31, 2015 · Tulsa , Ok
- W••••• A••••••• O• O•••••••• L••••• unclassifiedOct 11, 2000 to Dec 31, 2005 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- W••••• A••••••• O• O•••••••• L••••• to W••••• A•••••••• L•••••left Dec 31, 2005, registered May 20, 2004 (-590 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address