DFX Intelligence

Data Factory

RIA / WealthAdvisor23 years in industry

LAURIE ANN BACHELDER

Advisor at FREEDOM WEALTH ADVISORS, LLC

NORTH YARMOUTH, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6dbd39b-5e5f-1d85-cafc-9c76f36a42a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FREEDOM WEALTH ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 3, 2002
First registration: Oct 8, 2002
Dual registered: no
Other names: LAURIE ANN CHARETTE
IAPD individual key: 4109168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FREEDOM WEALTH ADVISORS, LLC	State registered	Aug 23, 2012	n/a	yes	NORTH YARMOUTH, ME	Current employment
INNOVATIVE ADVISORY GROUP	Independent wealth	Jul 9, 2008	Oct 16, 2012	no	ATLANTIC BEACH, FL\|LEXINGTON, MA	Previous registration
U.S. FINANCIAL ADVISORS	Former SEC adviser	Sep 13, 2007	Jul 8, 2008	no	WILMINGTON, DE	Previous registration
CAPITAL MARKET SOLUTIONS, LLC	n/a	Aug 17, 2007	Dec 31, 2007	no	PORTLAND, ME	Previous registration
WOLF FINANCIAL GROUP	n/a	Aug 2, 2004	Dec 31, 2005	no	KENNEBUNK, ME	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 8, 2002	Jul 17, 2007	no	PORTLAND, ME\|KENNEBUNK, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INNOVATIVE ADVISORY GROUP	FREEDOM WEALTH ADVISORS, LLC	Oct 16, 2012	Aug 23, 2012	-54	Firm change after gap	RIA to state RIA
U.S. FINANCIAL ADVISORS	INNOVATIVE ADVISORY GROUP	Jul 8, 2008	Jul 9, 2008	1	Firm change	Other
CAPITAL MARKET SOLUTIONS, LLC	U.S. FINANCIAL ADVISORS	Dec 31, 2007	Sep 13, 2007	-109	Firm change after gap	Other
LPL FINANCIAL LLC	WOLF FINANCIAL GROUP	Jul 17, 2007	Aug 2, 2004	-1,079	Firm change after gap	Other
WOLF FINANCIAL GROUP	CAPITAL MARKET SOLUTIONS, LLC	Dec 31, 2005	Aug 17, 2007	594	Firm change after gap	Other

Relationships

Registered with (6)

→ FREEDOM WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Aug 23, 2012 to presentfactForm ADV
→ INNOVATIVE ADVISORY GROUPRegistered adviserregistration: previous registration
Jul 9, 2008 to Oct 16, 2012factForm ADV
→ U.S. FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 13, 2007 to Jul 8, 2008factForm ADV
→ CAPITAL MARKET SOLUTIONS, LLCRegistered adviserregistration: previous registration
Aug 17, 2007 to Dec 31, 2007factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 8, 2002 to Jul 17, 2007factForm ADV
→ WOLF FINANCIAL GROUPRegistered adviserregistration: previous registration
Aug 2, 2004 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.