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Advisor at LPL FINANCIAL LLC
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 3, 2022 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 5, 2021 | Nov 8, 2022 | no | SOUTH JORDAN, UT | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 17, 2021 | Apr 30, 2021 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Nov 8, 2022 | Nov 3, 2022 | -5 | Firm change | Ibd to RIA |
| EQUITABLE ADVISORS, LLC | OSAIC WEALTH, INC. | Apr 30, 2021 | May 5, 2021 | 5 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:UT:2022-11-07 | Nov 8, 2022 | Nov 3, 2022 | SOUTH JORDAN, UT | Firm change |