RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Nov 3, 2022 · Salt Lake City, Ut
• O•••• W•••••• I••• BD affiliated
  May 5, 2021 to Nov 8, 2022 · South Jordan, Ut
• E•••••••• A•••••••• L•• national BD
  Feb 17, 2021 to Apr 30, 2021 · Salt Lake City, Ut

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Nov 8, 2022, registered Nov 3, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• E•••••••• A•••••••• L•• to O•••• W•••••• I•••
  left Apr 30, 2021, registered May 5, 2021 (5 days) · Affiliated broker-dealer or bank to another

• G••• H•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2022-11-03)
  Nov 8, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address