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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

DANIEL ROBERT LEVIN

Advisor at RBC CAPITAL MARKETS, LLC

Agoura Hills, CA | CENTURY CITY, CA

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Search this name across graphsid dfx:ria:f6e1f80f-09fd-6a7e-d573-6772a6681176

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Mar 8, 1983
First registration: Feb 2, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1095730

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 4, 2022	n/a	yes	CENTURY CITY, CA\|Agoura Hills, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 30, 2015	Apr 11, 2022	no	BEVERLY HILLS, CA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jul 9, 2010	Feb 5, 2015	no	LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jul 19, 2010	no	SANTA MONICA, CA\|BEVERLY HILLS, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 15, 2007	Oct 23, 2009	no	BEVERLY HILLS, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 2, 1999	Oct 29, 2007	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Apr 11, 2022	Apr 4, 2022	-7	Firm change	Wirehouse to ibd
OPPENHEIMER & CO. INC.	WELLS FARGO ADVISORS	Feb 5, 2015	Jan 30, 2015	-6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OPPENHEIMER & CO. INC.	Jul 19, 2010	Jul 9, 2010	-10	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 29, 2007	Oct 15, 2007	-14	Firm change	Other

Relationships

Registered with (6)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Apr 4, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 30, 2015 to Apr 11, 2022factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jul 9, 2010 to Feb 5, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Jul 19, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 15, 2007 to Oct 23, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 2, 1999 to Oct 29, 2007factForm ADV

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
Daniel Robert Levin left Wells Fargo Advisors for Rbc Capital Markets, Llc (registered 2022-04-04)
Form ADVobserved 6 days ago