DFX Intelligence
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Reading the graph
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Advisor at F••••••
SAN FRANCISCO, CA | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Jun 11, 2024 | n/a | yes | New York, NY|SAN FRANCISCO, CA | Current employment |
| F•••••••• L••• F••••• L•• | Former SEC adviser | Jun 30, 2010 | Aug 7, 2024 | no | PHILADELPHIA, PA|New York, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• L••• F••••• L•• | F•••••• | Aug 7, 2024 | Jun 11, 2024 | -57 | Firm change after gap | RIA to RIA |
| S••••••• F•••••••• S•••••••• I••• | F•••••••• L••• F••••• L•• | Jun 30, 2010 | Jun 30, 2010 |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 21, 2002 | Jun 30, 2010 | no | LIVINGSTON, NJ|LIVINGSTON, NJ | Previous registration |
| 0 |
| Firm change |
| Other |