DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
The Woodlands, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 5, 2021 | n/a | yes | Houston, TX|The Woodlands, TX | Current employment |
| MONEX ASSET MANAGEMENT, INC. | Independent wealth | Apr 15, 2011 | Aug 30, 2021 | no | HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 19, 2009 | Jan 10, 2011 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONEX ASSET MANAGEMENT, INC. | MORGAN STANLEY | Aug 30, 2021 | Aug 5, 2021 | -25 | Firm change | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MONEX ASSET MANAGEMENT, INC. | Jan 10, 2011 | Apr 15, 2011 | 95 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148123:149777:TX:2021-08-30 | Aug 30, 2021 | Aug 5, 2021 | HOUSTON, TX | Firm change |