DFX Intelligence

F••••••• J•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

F••••••• J•••• P••••

Advisor at S••••• W••••• P• L••

GUAYNABO, PR

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Search this name across graphsid dfx:ria:f6f7a1b5-6bab-b0a7-f426-8e4eb7174379

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• P• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• P• L••	State registered	Oct 24, 2024	n/a	yes	GUAYNABO, PR	Current employment
L•••• C•••••• M•••••••••	n/a	Mar 13, 2024	Oct 15, 2024	no	SAN J•••, PR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• C•••••• M•••••••••	S••••• W••••• P• L••	Oct 15, 2024	Oct 24, 2024	9	Firm change	Other
S•• J••• A•••• M••••••••• I•••	L•••• C•••••• M•••••••••	Dec 31, 2016	Jul 21, 2022

Relationships

Registered with (3)

→ S••••• W••••• P• L••Registered adviserregistration: current employment
Oct 24, 2024 to presentfactForm ADV
→ L•••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 13, 2024 to Oct 15, 2024factForm ADV
→ S•• J••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2006 to Dec 31, 2016factForm ADV

Dated events

Occurred
Oct 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6f7a1b5-6bab-b0a7-f426-8e4eb7174379
First observed: Feb 2, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.