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Advisor at PATHFINDER FINANCIAL SERVICES
WILDWOOD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PATHFINDER FINANCIAL SERVICES | State registered | Sep 6, 2017 | n/a | yes | WILDWOOD, MO | Current employment |
| MRM GROUP | Former SEC adviser | Oct 6, 2016 | Oct 25, 2017 | no | ST LOUIS, MO | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 17, 2016 | Sep 20, 2016 | no | TEXARKANA, TX|TEXARKANA, TX|TULSA, OK | Previous registration |
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | n/a | Mar 16, 2012 | Sep 15, 2016 | no | ALLEN, TX|Fairview, TX|Allen, TX|Texarkana, TX|TULSA, OK | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 26, 2009 | Mar 27, 2012 | no | DALLAS, TX | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jun 4, 2008 | Aug 26, 2009 | no | MAYHILL, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MRM GROUP | PATHFINDER FINANCIAL SERVICES | Oct 25, 2017 | Sep 6, 2017 | -49 | Firm change after gap | Other |
| OSAIC WEALTH, INC. | MRM GROUP | Sep 20, 2016 | Oct 6, 2016 | 16 | Firm change | Other |
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | OSAIC WEALTH, INC. | Sep 15, 2016 | May 17, 2016 | -121 | Firm change after gap | Other |
| AVANTAX ADVISORY SERVICES | FIRST INDEPENDENT ADVISORY SERVICES, INC. | Mar 27, 2012 | Mar 16, 2012 | -11 | Firm change | Other |