RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• C• C•••••••
- P••••••••• F•••••••• S••••••• state registered currentsince Sep 6, 2017 · Wildwood, Mo
- M•• G•••• formerOct 6, 2016 to Oct 25, 2017 · St Louis, Mo
- O•••• W•••••• I••• BD affiliatedMay 17, 2016 to Sep 20, 2016 · Texarkana, Tx
- F•••• I••••••••• A••••••• S•••••••• I••• unclassifiedMar 16, 2012 to Sep 15, 2016 · Allen, Tx
- A•••••• A••••••• S••••••• formerAug 26, 2009 to Mar 27, 2012 · Dallas, Tx
- A•••••• A••••••• S••••••• formerJun 4, 2008 to Aug 26, 2009 · Mayhill, Nm
- M•• G•••• to P••••••••• F•••••••• S•••••••left Oct 25, 2017, registered Sep 6, 2017 (-49 days) · Other
- O•••• W•••••• I••• to M•• G••••left Sep 20, 2016, registered Oct 6, 2016 (16 days) · Other
- F•••• I••••••••• A••••••• S•••••••• I••• to O•••• W•••••• I•••left Sep 15, 2016, registered May 17, 2016 (-121 days) · Other
- A•••••• A••••••• S••••••• to F•••• I••••••••• A••••••• S•••••••• I•••left Mar 27, 2012, registered Mar 16, 2012 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address