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Advisor at MAI CAPITAL MANAGEMENT, LLC
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Apr 14, 2022 | n/a | yes | CLEVELAND, OH | Current employment |
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS | Independent wealth | Apr 2, 2012 | Mar 29, 2021 | no | CLEVELAND, OH | Previous registration |
| CHESS FINANCIAL CORP | Former SEC adviser | May 15, 2006 | Mar 30, 2012 | no | PEPPER PIKE, OH|BEACHWOOD, OH | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2006 | May 31, 2007 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS | MAI CAPITAL MANAGEMENT, LLC | Mar 29, 2021 | Apr 14, 2022 | 381 | Firm change | RIA to RIA |
| CHESS FINANCIAL CORP | CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS | Mar 30, 2012 | Apr 2, 2012 | 3 | Firm change | Other |
| STRATEGIC ADVISERS LLC | CHESS FINANCIAL CORP | May 31, 2007 | May 15, 2006 | -381 | Firm change after gap | Other |