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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MICHAEL PAUL KROUSE

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

HUNTSVILLE, OH | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:f7005fea-a2d3-7c2c-e68e-d5b59e872651

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 17, 2005
First registration: Feb 22, 2005
Dual registered: yes, broker-dealer
Other names: MICHAEL KROUSE
IAPD individual key: 4892236

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Aug 4, 2015	n/a	yes	SCOTTSDALE, AZ\|HUNTSVILLE, OH	Current employment
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	May 7, 2008	Dec 31, 2009	no	HUNTSVILLE, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 24, 2006	Jun 8, 2007	no	SOLON, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 22, 2005	Jan 18, 2006	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNSET FINANCIAL SERVICES, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Dec 31, 2009	Aug 4, 2015	2,042	Firm change after gap	Other
OSAIC FA, INC.	SUNSET FINANCIAL SERVICES, INC.	Jun 8, 2007	May 7, 2008	334	Firm change	Other
UBS FINANCIAL SERVICES INC.	OSAIC FA, INC.	Jan 18, 2006	Jan 24, 2006	6	Firm change	Other

Relationships

Registered with (4)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Aug 4, 2015 to presentfactForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 7, 2008 to Dec 31, 2009factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 24, 2006 to Jun 8, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 22, 2005 to Jan 18, 2006factForm ADV

Dated events

No dated event names this entity yet.