DFX Intelligence

A••••• E••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••• E••••• C••••••

A•• P••••••• LP, CRD 288791

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f702dbcc-4c08-935c-f96f-4abbd69ba318

Data as of Apr 2, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 2
Observed: Dec 7, 2017 to Apr 2, 2020
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• H•••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

A•• H•••••••• L•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $116M••• Locked
Discretionary RAUM: $116M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• P•••••••• L•	Private Equity Fund	$100M	Mar 13, 2026	41	Dec 7, 2017	reported	021-287710
A•• P••••••• ••••••••• L•••	Private Equity Fund	$3.0M	Mar 13, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• H••••••• G•• L••	S••••• M••••••• M••••• A•• G•••••• P•••••• O• A•• H•••••••• L•••	Na	yes	05/2017	Dec 7, 2017	Apr 2, 2020
E••••• G••••••• F••••••	L•••••• P••••••• A•• H•••••••• L•••	Na	yes	05/2017	Dec 7, 2017	Apr 2, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• P••••••• G•• L•••	n/a	n/a	n/a	Y	yes	n/a
A•• P••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
J•• C•••••• G•••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 12, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$116M	$109M	6.4%	n/a	n/a	7	7	0	0

Relationships

Affiliated with (1)

← J•• F••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ A•• P•••••••• L•Private fundPrivate Equity Fund, ERA
Dec 7, 2017 to presentfactForm ADV
→ A•• P••••••• ••••••••• L•••Private fundPrivate Equity Fund, ERA
Dec 7, 2017 to presentfactForm ADV

Controls (6)

Dated events

Occurred
Mar 12, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 7, 2017
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f702dbcc-4c08-935c-f96f-4abbd69ba318
First observed: Dec 7, 2017
Last observed: Apr 2, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.