DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••• E••••• C••••••
Legal name A•• P••••••• L•
Latest filing Apr 2, 2020
First filing on the tape Dec 7, 2017 · 6 filings
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$116M gross assets
History
6 filings and snapshots on the tape
RAUM$116M as of Mar 12, 2020
Mar 26, 2019$109M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2020
Mar 26, 20190 then
Employees (5.A)7 as of Mar 12, 2020
Mar 26, 20197 then
Private funds2 as of Mar 12, 2020
Mar 26, 20192 then
RAUM +6.4% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 2, 2020; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $57.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $116M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$116M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $116M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• P•••••••• L• | Private Equity Fund | $125M | 41 | Dec 7, 2017 |
| A•• P••••••• ••••••••• L••• | Private Equity Fund | $4.2M | 2 | Dec 7, 2017 |
Owners and control persons
Schedule A and B, latest filing
- E••••• G••••••• F•••••• · Limited Partner, A•• H•••••••• L•••controlsince 05/2017 · owns less than 5%
- G••••• J••••••• P•••••• · Cco And Limited Partner, A•• H•••••••• L•••controlsince 05/2017 · owns less than 5%
- T••••••• T•••••• M••••• · Limited Partner, A•• H•••••••• L•••controlsince 05/2017 · owns less than 5%
- W••••••• S•••••• A••• · Limited Partner, Managing Partner And Chief Executive Officer Of A•• H•••••••• L•••controlsince 05/2017 · owns 75% or more
- W••••••• R••••••• G••••• · Limited Partner, A•• H•••••••• L•••controlsince 01/2020 · owns less than 5%
- E••••• G••••••• F•••••• · Managercontrolsince 05/2017 · owns 25% to 50% of A•• H••••••• G•• L••
- G••••• J••••••• P•••••• · Managercontrolsince 05/2017 · owns 25% to 50% of A•• H••••••• G•• L••
- T••••••• T•••••• M••••• · Managercontrolsince 05/2017 · owns 25% to 50% of A•• H••••••• G•• L••
- W••••••• S•••••• A••• · Managercontrolsince 05/2017 · owns 25% to 50% of A•• H••••••• G•• L••
Entity owners
- A•• H••••••• G•• L•• · Senior Managing Member And General Partner Of A•• H•••••••• L•••direct · owns less than 5%
Related persons
Schedule D 7.A
- A•• P••••••• G•• L•••pooled vehicle sponsory
- A•• P••••••• G•• L••pooled vehicle sponsory
- J•• C•••••• G•••• L••pooled vehicle sponsorn
Advisers that list A••••• E••••• C•••••• as a related person
- 283677 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Legal name · A•• H•••••••• L••• to AEC PARTNERS LPMar 12, 2020 to Apr 2, 2020
- Assets in custody · $109M to $116MMay 16, 2019 to Mar 12, 2020
- Discretionary RAUM · $109M to $116MMay 16, 2019 to Mar 12, 2020
- Pooled vehicle RAUM · $109M to $116MMay 16, 2019 to Mar 12, 2020
- RAUM · $109M to $116MMay 16, 2019 to Mar 12, 2020
- Related adviser · true to falseMay 16, 2019 to Mar 12, 2020
- Advisory employees · 7 to 6Nov 16, 2018 to Mar 26, 2019
- Assets in custody · $0 to $109MNov 16, 2018 to Mar 26, 2019
- Other offices · 1 to 0Nov 16, 2018 to Mar 26, 2019
- Discretionary RAUM · $108M to $109MNov 16, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $108M to $109MNov 16, 2018 to Mar 26, 2019
- RAUM · $108M to $109MNov 16, 2018 to Mar 26, 2019
Signals
2 dated events
- Graham Richard Whaling (Limited Partner, A•• H•••••••• L•••) appeared on Schedule A of A••••• E••••• C••••••Mar 12, 2020 · Control person joined · fact
- A••••• E••••• C•••••• filed its initial SEC registration (Form ADV)Dec 7, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•• H•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- A•• H•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- aecpartners.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026