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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JOHN ERIK OLSON

Advisor at WELLS FARGO ADVISORS

WARREN, NJ | SHORT HILLS, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 17, 1994
First registration: Oct 23, 2002
Dual registered: yes, broker-dealer
Other names: JOHN ERIK OLSON|JOHN E OLSON|JOHN OLSON|JOHN OLSON
IAPD individual key: 2470440

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 11, 2024	n/a	yes	SHORT HILLS, NJ\|WARREN, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 30, 2018	Sep 25, 2023	no	ST. LOUIS, MO\|SHORT HILLS, NJ	Previous registration
SWAN GLOBAL INVESTMENTS, LLC	Other adviser	Jun 25, 2015	Jul 1, 2016	no	NEW VERNON, NJ\|DURANGO, CO	Previous registration
WBI INVESTMENTS, LLC	Independent wealth	Nov 20, 2012	Sep 16, 2014	no	MADISON, NJ\|RED BANK, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 29, 2006	Nov 15, 2012	no	SHORT HILLS, NJ\|ST. LOUIS, MO	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 23, 2002	Oct 24, 2006	no	PURCHASE, NY\|PURCHASE, NY\|PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SWAN GLOBAL INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jul 1, 2016	May 30, 2018	698	Firm change after gap	Other
WBI INVESTMENTS, LLC	SWAN GLOBAL INVESTMENTS, LLC	Sep 16, 2014	Jun 25, 2015	282	Firm change	Other
WELLS FARGO ADVISORS	WBI INVESTMENTS, LLC	Nov 15, 2012	Nov 20, 2012	5	Firm change	Other
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Oct 24, 2006	Nov 29, 2006	36	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 30, 2018 to Sep 25, 2023factForm ADV
→ SWAN GLOBAL INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 25, 2015 to Jul 1, 2016factForm ADV
→ WBI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 20, 2012 to Sep 16, 2014factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 23, 2002 to Oct 24, 2006factForm ADV

Dated events

No dated event names this entity yet.