DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••• O••••

W•••• F•••• A•••••••wirehouseWarren, Nj dual registrantIAPD 2470440

Feed of 09/14/2026

Also filed as J••• E••• O••••

At current firm

2 y

since Mar 11, 2024

In the industry

32 y

since Jun 17, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 11, 2024 · Short Hills, Nj
W•••• F•••• A••••••• wirehouse
May 30, 2018 to Sep 25, 2023 · St. Louis, Mo
S••• G••••• I••••••••• L•• other
Jun 25, 2015 to Jul 1, 2016 · New Vernon, Nj
W•• I••••••••• L•• independent RIA
Nov 20, 2012 to Sep 16, 2014 · Madison, Nj
W•••• F•••• A••••••• wirehouse
Nov 29, 2006 to Nov 15, 2012 · Short Hills, Nj
M••••• S•••••• D• I••• unclassified
Oct 23, 2002 to Oct 24, 2006 · Purchase, Ny

Moves

a registration end followed by a registration begin elsewhere

S••• G••••• I••••••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2016, registered May 30, 2018 (698 days) · Other
W•• I••••••••• L•• to S••• G••••• I••••••••• L••
left Sep 16, 2014, registered Jun 25, 2015 (282 days) · Other
W•••• F•••• A••••••• to W•• I••••••••• L••
left Nov 15, 2012, registered Nov 20, 2012 (5 days) · Other
M••••• S•••••• D• I••• to W•••• F•••• A•••••••
left Oct 24, 2006, registered Nov 29, 2006 (36 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address