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RIA / WealthAdvisorCertified Financial Planner10 years in industry

LINDSEY DANAE SWANSON

Advisor at WE FINANCIAL GROUP

SAN FRANCISCO, CA | Oakland, CA

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Search this name across graphsid dfx:ria:f714faa4-5a91-ce37-b310-32f859467d39

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Sep 30, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WE FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Sep 28, 2016
First registration: Sep 30, 2016
Dual registered: no
Other names: Lindsey Danae Swanson|LINDSEY DANAE BARTELS
IAPD individual key: 6256916

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WE FINANCIAL GROUP	Independent wealth	Jul 2, 2025	n/a	yes	Oakland, CA\|SAN FRANCISCO, CA	Current employment
BRIO FINANCIAL GROUP	Independent wealth	May 26, 2023	Apr 7, 2025	no	SAN FRANCISCO, CA\|Milwaukee, WI\|SAN FRANCISCO, CA	Previous registration
REAL WEALTH PLANNING	State registered	Nov 7, 2022	Aug 14, 2023	no	SUNSET VALLEY, TX\|Whitethorn, CA	Previous registration
STRIPPER FINANCIAL PLANNING	n/a	Dec 16, 2021	Jun 16, 2023	no	Whitethorn, CA	Previous registration
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Jun 24, 2021	Jan 28, 2022	no	WHITETHORN, CA\|SARASOTA, FL	Previous registration
INTENTIONAL WEALTH PARTNERS	State registered	Apr 13, 2021	Jan 14, 2022	no	Whitethorn, CA\|CLEVELAND, OH	Previous registration
BRIGHTSCAPE INVESTMENT CENTERS	State registered	Oct 15, 2020	Jun 2, 2021	no	SCOTTSDALE, AZ\|Whitehorn, CA	Previous registration
PITTENGER & ANDERSON INC	Independent wealth	Sep 30, 2016	Sep 28, 2017	no	LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIO FINANCIAL GROUP	WE FINANCIAL GROUP	Apr 7, 2025	Jul 2, 2025	86	Firm change	RIA to RIA
REAL WEALTH PLANNING	BRIO FINANCIAL GROUP	Aug 14, 2023	May 26, 2023	-80	Firm change after gap	Other
STRIPPER FINANCIAL PLANNING	REAL WEALTH PLANNING	Jun 16, 2023	Nov 7, 2022	-221	Firm change after gap	Other
ORIGIN INVESTMENT ADVISORY LLC	STRIPPER FINANCIAL PLANNING	Jan 28, 2022	Dec 16, 2021	-43	Firm change after gap	Other
INTENTIONAL WEALTH PARTNERS	ORIGIN INVESTMENT ADVISORY LLC	Jan 14, 2022	Jun 24, 2021	-204	Firm change after gap	Other
BRIGHTSCAPE INVESTMENT CENTERS	INTENTIONAL WEALTH PARTNERS	Jun 2, 2021	Apr 13, 2021	-50	Firm change after gap	Other
PITTENGER & ANDERSON INC	BRIGHTSCAPE INVESTMENT CENTERS	Sep 28, 2017	Oct 15, 2020	1,113	Firm change after gap	Other

Relationships

Registered with (8)

→ WE FINANCIAL GROUPRegistered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ BRIO FINANCIAL GROUPRegistered adviserregistration: previous registration
May 26, 2023 to Apr 7, 2025factForm ADV
→ REAL WEALTH PLANNINGRegistered adviserregistration: previous registration
Nov 7, 2022 to Aug 14, 2023factForm ADV
→ STRIPPER FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Dec 16, 2021 to Jun 16, 2023factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Jun 24, 2021 to Jan 28, 2022factForm ADV
→ INTENTIONAL WEALTH PARTNERSRegistered adviserregistration: previous registration
Apr 13, 2021 to Jan 14, 2022factForm ADV
→ BRIGHTSCAPE INVESTMENT CENTERSRegistered adviserregistration: previous registration
Oct 15, 2020 to Jun 2, 2021factForm ADV
→ PITTENGER & ANDERSON INCRegistered adviserregistration: previous registration
Sep 30, 2016 to Sep 28, 2017factForm ADV

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
Lindsey Danae Swanson left Brio Financial Group for We Financial Group (registered 2025-07-02)
Form ADVobserved 6 days ago
Occurred
Aug 14, 2023
Advisor changed firm
Lindsey Danae Swanson left Real Wealth Planning for Brio Financial Group (registered 2023-05-26)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2023
Advisor changed firm
Lindsey Danae Swanson left Stripper Financial Planning for Real Wealth Planning (registered 2022-11-07)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Lindsey Danae Swanson left Origin Investment Advisory Llc for Stripper Financial Planning (registered 2021-12-16)
Form ADVobserved 6 days ago
Occurred
Jan 14, 2022
Advisor changed firm
Lindsey Danae Swanson left Intentional Wealth Partners for Origin Investment Advisory Llc (registered 2021-06-24)
Form ADVobserved 6 days ago