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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

LATHROP INVESTMENT MANAGEMENT CORP

CRD 108327

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f719fcee-c404-7e55-6bc2-9a64f11cb0e1

Data as of Dec 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Dec 17, 2024
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $868MItem 5.F on the latest filing (2024-12-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $680M
Private client RAUM: $551MderivedItem 5.D individuals plus high net worth individuals
Private client share: 63%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 841
Individual clients: 63
High net worth clients: 153
Custody, client assets: $214M
SEC number: 801-16128
CIK: 1124841
CRD: 108327
Filings on the tape: 20
First filed: Mar 27, 2012
Latest filed: Dec 17, 2024
Organised: Corporation, Arkansas
Website: limc.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GATTIN, RYAN, MITCHELL	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 23, 2023	Dec 17, 2024
LATHROP, GREGORY, COLIN	Chairman	E	yes	04/1981	Mar 27, 2012	Dec 17, 2024
HAVENS, JAMES, WESLEY	President	Na	no	11/2024	Dec 17, 2024	Dec 17, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	$868M	$680M	6	4	0	n/a	n/a
2022	Mar 23, 2023	$781M	$620M	6	4	0	n/a	n/a
2021	Mar 29, 2022	$895M	$623M	6	4	0	n/a	n/a
2020	Mar 16, 2021	$750M	$512M	6	4	0	n/a	n/a
2019	Mar 20, 2020	$677M	$472M	6	4	0	n/a	n/a
2018	Mar 27, 2019	$551M	$391M	6	4	0	n/a	n/a
2017	Mar 26, 2018	$608M	$438M	6	4	0	n/a	n/a
2016	Mar 27, 2017	$567M	$408M	5	3	n/a	n/a	n/a
2015	Mar 18, 2016	$515M	$369M	5	3	n/a	n/a	n/a
2014	Mar 25, 2015	$478M	$330M	5	3	n/a	n/a	n/a
2013	Mar 26, 2014	$440M	$297M	5	3	n/a	n/a	n/a
2012	Mar 27, 2013	$340M	$221M	5	3	n/a	n/a	n/a
2011	Mar 27, 2012	$333M	$217M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$868M	$781M	11.2%	$750M	5.0%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LATHROP INVESTMENT MANAGEMENT COMPANY	3	Apr 29, 2025	Apr 29, 2025	LITTLE ROCK, AR	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← LATHROP, GREGORY, COLINOwnerCHAIRMAN, ownership code E, individual
Mar 27, 2012 to presentfactForm ADV
← GATTIN, RYAN, MITCHELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2023 to presentfactForm ADV

Owns (1)

← HAVENS, JAMES, WESLEYOwnerPRESIDENT, ownership code NA, individual
Dec 17, 2024 to presentfactForm ADV

Moved with (1)

→ LATHROP INVESTMENT MANAGEMENT COMPANYRegistered adviser3 advisors, firm absorbed, same day
Apr 29, 2025 to Apr 29, 2025factForm ADV

Registered with (4)

← ANDREW ARTHUR LAGRONEAdvisorregistration: previous registration
Feb 4, 2000 to Apr 29, 2025factForm ADV
← JAMES WESLEY HAVENSAdvisorregistration: previous registration
Jan 1, 2002 to Apr 29, 2025factForm ADV
← RYAN MITCHELL GATTINAdvisorregistration: previous registration
Mar 27, 2018 to Apr 29, 2025factForm ADV
← ELLIS MARTIN SLOANAdvisorregistration: previous registration
Mar 30, 2005 to Aug 1, 2006factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Lathrop Investment Management Corp no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $868.4M)
Form ADVobserved 4 days ago
$868M
Occurred
Apr 29, 2025
Firm absorbed
Lathrop Investment Management Corp's advisors moved to Lathrop Investment Management Company (Little Rock, AR): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Mar 23, 2023
Control person left
Arthur Andrew Lagrone (Chief Compliance Officer) no longer on Schedule A of Lathrop Investment Management Corp (listed 2022-03-29, absent 2023-03-23)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2023
Control person joined
Mitchell Ryan Gattin (Chief Compliance Officer) appeared on Schedule A of Lathrop Investment Management Corp
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f719fcee-c404-7e55-6bc2-9a64f11cb0e1
First observed: Mar 27, 2012
Last observed: Dec 17, 2024 21 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LATHROP INVESTMENT MANAGEMENT CORP

CRD 108327

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f719fcee-c404-7e55-6bc2-9a64f11cb0e1

Data as of Dec 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GATTIN, RYAN, MITCHELL

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 23, 2023

Dec 17, 2024

LATHROP, GREGORY, COLIN

Chairman

yes

04/1981

Mar 27, 2012

Dec 17, 2024

HAVENS, JAMES, WESLEY

President

11/2024

Dec 17, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

$868M

$680M

n/a

2022

Mar 23, 2023

$781M

$620M

n/a

2021

Mar 29, 2022

$895M

$623M

n/a

2020

Mar 16, 2021

$750M

$512M

n/a

2019

Mar 20, 2020

$677M

$472M

n/a

2018

Mar 27, 2019

$551M

$391M

n/a

2017

Mar 26, 2018

$608M

$438M

n/a

2016

Mar 27, 2017

$567M

$408M

n/a

2015

Mar 18, 2016

$515M

$369M

n/a

2014

Mar 25, 2015

$478M

$330M

n/a

2013

Mar 26, 2014

$440M

$297M

n/a

2012

Mar 27, 2013

$340M

$221M

n/a

2011

Mar 27, 2012

$333M

$217M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$868M

$781M

11.2%

$750M

5.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LATHROP INVESTMENT MANAGEMENT COMPANY

Apr 29, 2025

LITTLE ROCK, AR

Firm absorbed

RIA to RIA

100.0%