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RIA / WealthAdvisorChartered Financial Analyst43 years in industry

ELLIS MARTIN SLOAN

Advisor at APEX WEALTH MANAGEMENT

SEARCY, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APEX WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63
First exam: Jul 29, 1983
First registration: Feb 28, 1990
Dual registered: no
IAPD individual key: 1161247

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APEX WEALTH MANAGEMENT	State registered	Jun 27, 2017	n/a	yes	SEARCY, AR	Current employment
KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUP	Former SEC adviser	Jun 2, 2015	Jun 21, 2017	no	SEARCY, AR	Previous registration
HORRELL CAPITAL MANAGEMENT, INC.	Independent wealth	Nov 5, 2013	May 18, 2015	no	LITTLE ROCK, AR	Previous registration
LATHROP INVESTMENT MANAGEMENT CORP	Former SEC adviser	Mar 30, 2005	Aug 1, 2006	no	LITTLE ROCK, AR	Previous registration
INTEGRATED PORTFOLIO MANAGEMENT, LLC	n/a	Mar 13, 2000	Mar 30, 2005	no	LITTLE ROCK, AR	Previous registration
MERIDIAN INVESTMENT ADVISORS	Mixed wealth	Feb 28, 1990	Mar 30, 2005	no	LITTLE ROCK, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUP	APEX WEALTH MANAGEMENT	Jun 21, 2017	Jun 27, 2017	6	Firm change	Other
HORRELL CAPITAL MANAGEMENT, INC.	KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUP	May 18, 2015	Jun 2, 2015	15	Firm change	Other
LATHROP INVESTMENT MANAGEMENT CORP	HORRELL CAPITAL MANAGEMENT, INC.	Aug 1, 2006	Nov 5, 2013	2,653	Firm change after gap	Other
MERIDIAN INVESTMENT ADVISORS	INTEGRATED PORTFOLIO MANAGEMENT, LLC	Mar 30, 2005	Mar 13, 2000	-1,843	Firm change after gap	Other
INTEGRATED PORTFOLIO MANAGEMENT, LLC	LATHROP INVESTMENT MANAGEMENT CORP	Mar 30, 2005	Mar 30, 2005	0	Firm change	Other

Relationships

Registered with (6)

→ APEX WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jun 27, 2017 to presentfactForm ADV
→ KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUPRegistered adviserregistration: previous registration
Jun 2, 2015 to Jun 21, 2017factForm ADV
→ HORRELL CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 5, 2013 to May 18, 2015factForm ADV
→ LATHROP INVESTMENT MANAGEMENT CORPRegistered adviserregistration: previous registration
Mar 30, 2005 to Aug 1, 2006factForm ADV
→ MERIDIAN INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Feb 28, 1990 to Mar 30, 2005factForm ADV
→ INTEGRATED PORTFOLIO MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2000 to Mar 30, 2005factForm ADV

Dated events

No dated event names this entity yet.