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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

DAVID JOHN JOHNSON

Advisor at HARBOUR INVESTMENTS, INC.

Greenfield, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f726d608-18fa-e8fb-51f6-eb1616cb680e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOUR INVESTMENTS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 9, 1993
First registration: Jun 24, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 2369492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOUR INVESTMENTS, INC.	Independent wealth	Apr 4, 2016	n/a	yes	Greenfield, WI	Current employment
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Nov 3, 2010	Apr 13, 2016	no	GREENFIELD, WI	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Jun 24, 2010	Nov 9, 2010	no	GREENFIELD, WI\|NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE STRATEGIC FINANCIAL ALLIANCE	HARBOUR INVESTMENTS, INC.	Apr 13, 2016	Apr 4, 2016	-9	Firm change	Other
INVESTMENT ADVISORS INTERNATIONAL, INC.	THE STRATEGIC FINANCIAL ALLIANCE	Nov 9, 2010	Nov 3, 2010	-6	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
126514:19258:WI:2016-04-13	Apr 13, 2016	Apr 4, 2016	GREENFIELD, WI	Firm change

Relationships

Registered with (3)

→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: current employment
Apr 4, 2016 to presentfactForm ADV
→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: previous registration
Nov 3, 2010 to Apr 13, 2016factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Jun 24, 2010 to Nov 9, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f726d608-18fa-e8fb-51f6-eb1616cb680e
First observed: Jun 24, 2010
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID JOHN JOHNSON

Advisor at HARBOUR INVESTMENTS, INC.

Greenfield, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f726d608-18fa-e8fb-51f6-eb1616cb680e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HARBOUR INVESTMENTS, INC.

Independent wealth

Apr 4, 2016

n/a

yes

Greenfield, WI

Current employment

THE STRATEGIC FINANCIAL ALLIANCE

Bd affiliated wealth

Nov 3, 2010

Apr 13, 2016

GREENFIELD, WI

Previous registration

INVESTMENT ADVISORS INTERNATIONAL, INC.

n/a

Jun 24, 2010

Nov 9, 2010

GREENFIELD, WI|NORTHBROOK, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

THE STRATEGIC FINANCIAL ALLIANCE

HARBOUR INVESTMENTS, INC.

Apr 13, 2016

Apr 4, 2016

-9

Firm change

Other

INVESTMENT ADVISORS INTERNATIONAL, INC.

THE STRATEGIC FINANCIAL ALLIANCE

Nov 9, 2010

Nov 3, 2010

-6

Bulk transfer

Other

Team

Left

Joined

From

Kind

126514:19258:WI:2016-04-13

Apr 13, 2016

Apr 4, 2016

GREENFIELD, WI

Firm change