DFX Intelligence

P••••• R•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

P••••• R•••••• H•••••

Advisor at C••••• P••••••• P•••••••

LEAWOOD, KS | BINGHAMTON, NY

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Search this name across graphsid dfx:ria:f739e0e5-83c5-8785-c846-74c832c26662

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• P•••••••	Independent wealth	Dec 19, 2024	n/a	yes	LEAWOOD, KS\|BINGHAMTON, NY	Current employment
C••••••• P•••••••• I•••	Independent wealth	Nov 17, 2022	Jan 8, 2025	no	NEW YORK, NY\|Binghamton, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••• I•••	C••••• P••••••• P•••••••	Jan 8, 2025	Dec 19, 2024	-20	Firm change	RIA to RIA
H••••• W••••• M••••••••• I•••	C••••••• P•••••••• I•••	Mar 21, 2023	Nov 17, 2022

Relationships

Registered with (3)

→ C••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 19, 2024 to presentfactForm ADV
→ C••••••• P•••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2022 to Jan 8, 2025factForm ADV
→ H••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2021 to Mar 21, 2023factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f739e0e5-83c5-8785-c846-74c832c26662
First observed: Aug 30, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.