DFX Intelligence

G••••• T••••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

G••••• T••••• O••••••••

Advisor at L•••••• C•••••• C•••••••••

DENVER, CO

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Search this name across graphsid dfx:ria:f7545948-5af4-cafa-a8ff-f9829db44311

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• C•••••• C•••••••••	Independent wealth	May 3, 2010	n/a	yes	DENVER, CO\|DENVER, CO	Current employment
C••••••••• A•••••••• I••	Former SEC adviser	Jan 1, 1999	Apr 27, 2010	no	LAKEWOOD, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••••••• I••	L•••••• C•••••• C•••••••••	Apr 27, 2010	May 3, 2010	6	Firm change	Other

Relationships

Registered with (2)

→ L•••••• C•••••• C•••••••••Registered adviserregistration: current employment
May 3, 2010 to presentfactForm ADV
→ C••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 1, 1999 to Apr 27, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7545948-5af4-cafa-a8ff-f9829db44311
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.