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Advisor at EXCEL CAPITAL MANAGEMENT CORP
WARREN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EXCEL CAPITAL MANAGEMENT CORP | Independent wealth | Jan 11, 2021 | n/a | yes | WARREN, NJ | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jan 20, 2017 | Apr 22, 2019 | no | New York, NY|SAN FRANCISCO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 27, 2015 | Jan 24, 2017 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | EXCEL CAPITAL MANAGEMENT CORP | Apr 22, 2019 | Jan 11, 2021 | 630 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jan 24, 2017 | Jan 20, 2017 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:108559:NY:2017-01-24 | Jan 24, 2017 | Jan 20, 2017 | NEW YORK, NY | Firm change |