DFX Intelligence

M•••••• T••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••••• T••• C•••••

Advisor at N••••• I••••••••• M••••••••• B••••••• T••••

OLATHE, KS | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:f7551032-46dc-ba82-c3b9-199b0887865f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• I••••••••• M••••••••• B••••••• T••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• I••••••••• M••••••••• B••••••• T••••	Asset manager	May 4, 2021	n/a	yes	OLATHE, KS\|PHILADELPHIA, PA	Current employment
W•••••• • R•••	Former SEC adviser	Oct 16, 2012	Apr 21, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	N••••• I••••••••• M••••••••• B••••••• T••••	Apr 21, 2021	May 4, 2021	13	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:105390:KS:2021-04-21	Apr 21, 2021	May 4, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (2)

→ N••••• I••••••••• M••••••••• B••••••• T••••Registered adviserregistration: current employment
May 4, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 16, 2012 to Apr 21, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7551032-46dc-ba82-c3b9-199b0887865f
First observed: Oct 16, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.