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T••••• M•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

T••••• M•••••• G••••

Advisor at P••••••

SHELTON, CT | Saint James, NY

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Search this name across graphsid dfx:ria:f7659c1f-2e29-ea3b-03a7-b8df041c50c2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 21, 2014 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••• M•••••• G••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	Jun 13, 2017	n/a	yes	Saint James, NY\|SHELTON, CT	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	Feb 20, 2018	Dec 31, 2021	no	SHELTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
U•• F•••••••• S••••••• I•••	P••••••	Jun 13, 2017	Jun 13, 2017	0

Relationships

Registered with (3)

→ P••••••Registered adviserregistration: current employment
Jun 13, 2017 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2018 to Dec 31, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2014 to Jun 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7659c1f-2e29-ea3b-03a7-b8df041c50c2
First observed: Mar 21, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.