DFX Intelligence

S•••••• L••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••••• L••• D•••••

Advisor at M••••• G••••• A••••••• I•••

Bend, OR | DENVER, CO

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Search this name across graphsid dfx:ria:f766ed7b-61b4-fae6-ee6d-02ffe5268706

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Sep 10, 2025	n/a	yes	DENVER, CO\|Bend, OR	Current employment
M• L••••• A•••••••• L••	Former SEC adviser	Nov 22, 2017	Mar 12, 2026	no	BEND, OR\|BEND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• L••••• A•••••••• L••	M••••• G••••• A••••••• I•••	Mar 12, 2026	Sep 10, 2025	-183	Firm change after gap	RIA to RIA
S•• I••••••••• I•••	M• L••••• A•••••••• L••	Nov 17, 2017	Nov 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
290675:147363:OR:2026-03-12	Mar 12, 2026	Sep 10, 2025	BEND, OR	Firm change after gap
2225:290675:OR:2017-11-17	Nov 17, 2017	Nov 22, 2017	BEND, OR	Firm change

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Sep 10, 2025 to presentfactForm ADV
→ M• L••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2017 to Mar 12, 2026factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2015 to Nov 17, 2017factForm ADV
→ C••••••• W••••• M••••••••• G••••• L••

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f766ed7b-61b4-fae6-ee6d-02ffe5268706
First observed: Aug 18, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.