DFX Intelligence

M•••• L•• H••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••• L•• H••••• V••••

Advisor at ••••••••

Clayton, MO | Fayetteville, AR

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Search this name across graphsid dfx:ria:f773a227-44e7-1fd0-8860-001202be0456

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
••••••••	Independent wealth	Nov 15, 2024	n/a	yes	Fayetteville, AR\|Clayton, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 27, 2022	Dec 12, 2024	no	FAYETTEVILLE, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	••••••••	Dec 12, 2024	Nov 15, 2024	-27	Firm change	Wirehouse to RIA
S•••••••	W•••• F•••• A•••••••	Apr 5, 2022	Apr 27, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:3767:AR:2024-12-12	Dec 12, 2024	Nov 15, 2024	FAYETTEVILLE, AR	Firm change

Relationships

Registered with (4)

→ ••••••••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 27, 2022 to Dec 12, 2024factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Aug 11, 2017 to Apr 5, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f773a227-44e7-1fd0-8860-001202be0456
First observed: May 6, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.