DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••• L•• H••••• V••••

••••••••independent RIAClayton, Mo dual registrantIAPD 5953004

Feed of 09/14/2026

Also filed as M•••• Lee H•••••

At current firm

1 y

since Nov 15, 2024

In the industry

15 y

since Jul 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Nov 15, 2024 · Fayetteville, Ar
W•••• F•••• A••••••• wirehouse
Apr 27, 2022 to Dec 12, 2024 · Fayetteville, Ar
S••••••• BD affiliated
Aug 11, 2017 to Apr 5, 2022 · Fayetteville, Ar
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
May 6, 2014 to Jul 18, 2017 · Fort Collins, Co

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Dec 12, 2024, registered Nov 15, 2024 (-27 days) · Wirehouse to independent RIA · moved with a team
S••••••• to W•••• F•••• A•••••••
left Apr 5, 2022, registered Apr 27, 2022 (22 days) · Affiliated broker-dealer or bank to wirehouse
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••••
left Jul 18, 2017, registered Aug 11, 2017 (24 days) · Other

Signals

M•••• L•• H••••• V•••• left W•••• F•••• A••••••• for &Partners (registered 2024-11-15)
Dec 12, 2024 · Advisor changed firm · fact
M•••• L•• H••••• V•••• left Stephens for W•••• F•••• A••••••• (registered 2022-04-27)
Apr 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address