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RIA / WealthPrivate fundother private fund3(c)(7)dropped

FRANKLIN CLO IV, LTD.

advised by FRANKLIN ADVISERS, INC.

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f779874c-3e54-a208-b52f-c00e98ba0664

Data as of Oct 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Mar 30, 2012 to Oct 14, 2013
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Franklin Clo IV, Ltd.

Private equity fund · shared adv fund id

Private Creditidentity

FRANKLIN CLO IV, LTD.

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: FRANKLIN ADVISERS, INC.CRD 104517
Fund type: COLLATERALIZED LOAN OBLIGATION
Latest reported GAV: $21.8Mgross asset value on Schedule D 7.B(1), as of 2013-10-14; never fund size
Peak reported GAV: $49.7M
Beneficial owners: 38
Minimum investment: $500,000
Owned by the adviser: 1300%
Owned by funds of funds: 0%
Owned by non-US persons: 1300%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 30, 2012
Last reported: Oct 14, 2013fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 4
Fund id: 805-4277622582

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Oct 14, 2013	$21.8M	38	$500,000	1300.0%	no	FRANKLIN CLO IV, LTD.
Dec 21, 2012	$21.8M	38	$500,000	1300.0%	no	FRANKLIN CLO IV, LTD.
Dec 21, 2012	$21.8M	38	$500,000	1300.0%	no	FRANKLIN CLO IV, LTD.
Mar 30, 2012	$49.7M	7	$500,000	1400.0%	no	FRANKLIN CLO IV, LTD.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BNY MELLON TRUST COMPANY	BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← FRANKLIN ADVISERS, INC.Registered adviserOther Private Fund, IA, no longer reported
Mar 30, 2012 to Oct 14, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f779874c-3e54-a208-b52f-c00e98ba0664
First observed: Mar 30, 2012
Last observed: Oct 14, 2013 157 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRANKLIN CLO IV, LTD.

advised by FRANKLIN ADVISERS, INC.

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f779874c-3e54-a208-b52f-c00e98ba0664

Data as of Oct 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Oct 14, 2013

$21.8M

$500,000

1300.0%

FRANKLIN CLO IV, LTD.

Dec 21, 2012

$21.8M

$500,000

1300.0%

FRANKLIN CLO IV, LTD.

Dec 21, 2012

$21.8M

$500,000

1300.0%

FRANKLIN CLO IV, LTD.

Mar 30, 2012

$49.7M

$500,000

1400.0%

FRANKLIN CLO IV, LTD.

Custodian

Legal name

City

State

Country

Related person

SEC number

BNY MELLON TRUST COMPANY

BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION

NEW YORK

New York

United States

n/a