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CRD 104517
SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| 37 CAPITAL CLO 4, LTD. | Securitized Asset Fund | $425M | Dec 24, 2024 | 1 | Mar 30, 2024 | reported | n/a |
| 37 CAPITAL CLO 1, LTD. | Securitized Asset Fund | $386M | Dec 24, 2024 | 1 | Mar 30, 2022 | reported | n/a |
| FVP GROWTH PARTNERS, L.P. | Private Equity Fund | $372M | Dec 24, 2024 | 698 | Dec 24, 2024 | reported | 021-492655 |
| 37 CAPITAL CLO 3, LTD. | Securitized Asset Fund | $354M | Dec 24, 2024 | 1 | Mar 31, 2023 | reported | n/a |
| 37 CAPITAL CLO 2, LTD. | Securitized Asset Fund | $350M | Dec 24, 2024 | 1 | Sep 27, 2022 | reported | n/a |
| PUTNAM CASH COLLATERAL POOL, LLC | Liquidity Fund | $348M | Dec 24, 2024 | 21 | Mar 29, 2012 | reported | 021-146141 |
| MUIR WOODS CLO, LTD. | Securitized Asset Fund | $283M | Mar 7, 2018 | 5 | Dec 21, 2012 | dropped | n/a |
| FRANKLIN CLO VI, LTD. | Securitized Asset Fund | $251M | Mar 7, 2018 | 5 | Mar 30, 2012 | dropped | n/a |
| FRANKLIN TALOS, L.P. | Private Equity Fund | $227M | Dec 24, 2024 | 61 | Dec 26, 2019 | reported | 021-323195 |
| FRANKLIN TEMPLETON EMERGING MARKET DEBT OPPORTUNITIES (MASTER) FUND, LTD | Other Private Fund | $149M | Dec 24, 2024 | 5 | Mar 30, 2012 | reported | n/a |
| FT (MAURITIUS) OFFSHORE INVESTMENTS LIMITED | Other Private Fund | $113M | Oct 22, 2019 | 1 | Dec 26, 2018 | dropped | n/a |
| FRANKLIN BLACKHORSE, L.P. | Private Equity Fund | $107M | Dec 24, 2024 | 19 | Dec 26, 2018 | reported | 021-312083 |
| QS INVESTORS DBI GLOBAL EMERGING MARKETS EQUITY FUND LP | Other Private Fund | $105M | Sep 27, 2023 | 2 | Dec 24, 2021 | dropped | 021-199225 |
| FRANKLIN BLACKHORSE II, L.P. | Private Equity Fund | $103M | Dec 24, 2024 | 6 | Dec 21, 2022 | reported | 021-438924 |
| PUTNAM TOTAL RETURN US INVESTMENT GRADE FIXED INCOME, LLC | Hedge Fund | $102M | Dec 24, 2024 | 3 | Mar 29, 2012 | reported | 021-128751 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - FVP SERIES 8 | Private Equity Fund | $96.1M | Dec 24, 2024 | 28 | Dec 21, 2022 | reported | 021-446398 |
| FRANKLIN TALOS II, L.P. | Private Equity Fund | $92.3M | Dec 24, 2024 | 20 | Dec 21, 2022 | reported | 021-445756 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - STRATEGIC TECHNOLOGY SERIES | Private Equity Fund | $80.5M | Dec 24, 2024 | 84 | Dec 24, 2024 | reported | 021-480150 |
| GLOBAL SUMMITS (MASTER) FUND, LTD. | Hedge Fund | $76.2M | Dec 24, 2024 | 10 | Mar 30, 2012 | reported | n/a |
| 37 CAPITAL PRIVATE MORTGAGE FUND, LP | Hedge Fund | $71.2M | Dec 24, 2024 | 4 | Mar 30, 2020 | reported | 021-362877 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - TECHNOLOGY OPPS SERIES | Private Equity Fund | $68.5M | Dec 24, 2024 | 1 | Dec 22, 2023 | reported | 021-445249 |
| PUTNAM INTERMEDIATE US INVESTMENT GRADE FUND, LLC | Hedge Fund | $65.6M | Dec 24, 2024 | 2 | Mar 29, 2012 | reported | 021-96032 |
| TEMPLETON GLOBAL SUMMITS (CAYMAN) FUND, LTD. | Hedge Fund | $58.2M | Sep 24, 2024 | 5 | Dec 18, 2015 | reported | 021-158393 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - STRATEGIC TECHNOLOGY SERIES II | Private Equity Fund | $57.7M | Dec 24, 2024 | 37 | Dec 24, 2024 | reported | 021-481313 |
| FRANKLIN VENTURES INVESTMENTS, L.P. - OPPORTUNITIES FUND SERIES III | Private Equity Fund | $57.4M | Dec 24, 2024 | 18 | Dec 22, 2023 | reported | 021-474001 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAYSTON, ROGER, ALAN | EXECUTIVE VICE PRESIDENT | Na | yes | 02/2018 | Mar 7, 2018 | Dec 24, 2024 |
| DESAI, SONAL | EXECUTIVE VICE PRESIDENT AND DIRECTOR | Na | yes | 12/2018 | Feb 4, 2019 | Dec 24, 2024 |
| DOVER, STEPHEN, HAROLD | EXECUTIVE VICE PRESIDENT AND DIRECTOR | Na | yes | 12/2018 | May 30, 2017 | Dec 24, 2024 |
| FOLEY, MICHAEL, C | EXECUTIVE VICE PRESIDENT | Na | yes | 11/2021 | Feb 14, 2023 | Dec 24, 2024 |
| FRANKLIN RESOURCES, INC. | Shareholder | E | yes | 03/1978 | Dec 23, 2011 | Dec 24, 2024 |
| HASENSTAB, MICHAEL, JAMES | EXECUTIVE VICE PRESIDENT | Na | yes | 12/2013 | Feb 25, 2014 | Dec 24, 2024 |
| JOHNSON, RUPERT, HARRIS | Director | Na | yes | 10/1985 | Dec 23, 2011 | Dec 24, 2024 |
| MCCARTHY, MICHAEL, PAUL | EXECUTIVE VICE PRESIDENT AND PORTFOLIO MANAGER | Na | yes | 12/2023 | Dec 19, 2014 | Dec 24, 2024 |
| OSHITA, LINDSEY, HARUMI | CHIEF FINANCIAL OFFICER | Na | yes | 10/2019 | Oct 22, 2019 | Dec 24, 2024 |
| PERKS, EDWARD, DOUGLAS | PRESIDENT AND DIRECTOR | Na | yes | 12/2018 | Feb 25, 2014 | Dec 24, 2024 |
| PETRYK, ADAM, JAY | EXECUTIVE VICE PRESIDENT | Na | yes | 06/2021 | Jun 23, 2021 | Dec 24, 2024 |
| TOLLETTE, WYLIE, ALLERTON | EXECUTIVE VICE PRESIDENT | Na | yes | 03/2019 | Apr 18, 2019 | Dec 24, 2024 |
| AVIGDOR, LEEOR, PAUL | Treasurer | Na | no | 05/2023 | Jun 22, 2023 | Dec 24, 2024 |
| CURTIS, JONATHAN, TOURTELLOTTE | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | Na | no | 12/2023 | Jan 19, 2024 | Dec 24, 2024 |
| DAVIS, BJORN, ANTHONY | CHIEF COMPLIANCE OFFICER | Na | no | 02/2023 | Feb 28, 2023 | Dec 24, 2024 |
| MERCHANT, THOMAS, CLIFTON | CHIEF LEGAL OFFICER | Na | no | 05/2022 | Sep 30, 2022 | Dec 24, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boston | Ma | United States | 85 | no |
| SAN RAMON | CA | United States | 11 | no |
| FORT LAUDERDALE | FL | United States | 7 | no |
| Stamford | Ct | United States | 1 | no |
| NEW JERSEY | Nj | United States | 1 | no |
| SALT LAKE CITY | Ut | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 24, 2026 | $509B | $507B | 384 | 272 | 6 | 71 | n/a |
| 2024 | Dec 24, 2024 | $467B | $465B | 408 | 254 | 7 | 59 | $4.2B |
| 2023 | Dec 22, 2023 | $339B | $338B | 302 | 184 | 6 | 41 | $1.5B |
| 2022 | Dec 21, 2022 | $320B | $320B | 283 | 182 | 7 | 33 | $1.5B |
| 2021 | Dec 24, 2021 | $412B | $411B | 280 | 191 | 8 | 25 | $1.8B |
| 2020 | Dec 23, 2020 | $389B | $389B | 195 | 158 | 4 | 13 | $2.4B |
| 2019 | Dec 26, 2019 | $424B | $424B | 192 | 158 | 1 | 11 | $3.4B |
| 2018 | Dec 26, 2018 | $435B | $435B | 213 | 173 | 1 | 11 | $3.2B |
| 2017 | Dec 21, 2017 | $444B | $444B | 187 | 151 | 1 | 9 | $2.9B |
| 2016 | Dec 23, 2016 | $444B | $444B | 187 | 150 | n/a | 9 | $3.1B |
| 2015 | Dec 18, 2015 | $461B | $461B | 187 | 145 | n/a | 9 | $3.8B |
| 2014 | Dec 19, 2014 | $517B | $517B | 182 | 142 | n/a | 7 | $4.0B |
| 2013 | Dec 20, 2013 | $477B | $477B | 191 | 147 | n/a | 10 | $3.3B |
| 2012 | Dec 21, 2012 | $432B | $432B | 183 | 146 | n/a | 11 | $3.1B |
| 2011 | Dec 23, 2011 | $372B | $372B | n/a | n/a | n/a | 5 | $1.6B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $509B | $467B | 9.1% | $320B | 16.7% | 384 | 408 | 6 | 7 |