DFX Intelligence

A•••••• N•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

A•••••• N•••• B•••••

Advisor at U••••••• W••••• M••••••••• L••

MAPLE GROVE, MN

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Search this name across graphsid dfx:ria:f77c07c3-54e2-1d30-4d58-f8b700f393a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••••• W••••• M••••••••• L••	Independent wealth	Jan 16, 2014	n/a	yes	MAPLE GROVE, MN	Current employment
P•••••••• S••••••••• I• W••••• M••••••••• L••	Independent wealth	Feb 10, 2017	Nov 19, 2019	no	MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I• W••••• M••••••••• L••	n/a	Nov 19, 2019	n/a	n/a	Departure no registered destination	Departure
U•• F•••••••• S••••••• I•••	U••••••• W••••• M••••••••• L••	Feb 17, 2010	Jan 16, 2014	1,429

Relationships

Registered with (3)

→ U••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 16, 2014 to presentfactForm ADV
→ P•••••••• S••••••••• I• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 10, 2017 to Nov 19, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2008 to Feb 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f77c07c3-54e2-1d30-4d58-f8b700f393a7
First observed: Nov 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.