This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLESLEY ASSET MANAGEMENT, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 29, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Dec 29, 2005

First registration

Oct 3, 2017

Dual registered

yes, broker-dealer

Other names

Lloyd James|lloyd james|LLOYD BRENDAN JAMES|Lloyd B James

IAPD individual key

4245395

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f78020d8-09a2-3447-2ec4-9ebc1c271083

First observed

Oct 3, 2017

Last observed

Sep 19, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.