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CRD 116176
PORTSMOUTH, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH MICHAEL BUSCAINO | n/a | WELLESLEY, MA | 22 | 29 | n/a | no |
| James Alexander Wiegel | n/a | PORTSMOUTH, NH | 16 | 26 | 1 | yes |
| GERALD R RUSSO | n/a | PORTSMOUTH, NH | 11 | 29 | n/a | yes |
| MICHAEL DAVID FOLEY | n/a | PORTSMOUTH, NH | 10 | 20 | 3 | no |
| NICHOLAS ANTHONY FELICI | n/a | PORTSMOUTH, NH | 9 | 15 | n/a | no |
| STEPHEN ANTHONY MARZO | n/a | PORTSMOUTH, NH | 9 | 11 | n/a | no |
| PAUL DAVID CHAMBERLAIN | n/a | Pleasant Hill, IA | PORTSMOUTH, NH | 8 | 32 | 2 | yes |
| Thomas Francis LaHaise | n/a | PORTSMOUTH, NH | 6 | 26 | 3 | yes |
| David Jacques Moret | n/a | Sarasota, FL | PORTSMOUTH, NH | 1 | 40 | 2 | yes |
| JAMES WILLIAM BUCKHAM | Chartered Financial Analyst | PORTSMOUTH, NH | 1 | 17 | n/a | no |
| CHRISTOPHER JOHN CARRELHA | n/a | Cumming, GA | PORTSMOUTH, NH | 1 | 20 | n/a | yes |
| MICHAEL DAVID MILLER | n/a | PORTSMOUTH, NH | 1 | 20 | 2 | no |
| JAMES CARL MIKLAS | n/a | Longboat Key, FL | PORTSMOUTH, NH | 1 | 41 | n/a | yes |
| GABRIEL JOSEPH OSORIO | n/a | PORTSMOUTH, NH | 1 | 22 | 2 | yes |
| Collin Michael Schrier | n/a | PORTSMOUTH, NH | 1 | 12 | 4 | yes |
| Rebecca Bahlert | n/a | PORTSMOUTH, NH | 0 | 10 | n/a | no |
| LLOYD BRENDAN JAMES | n/a | Aurora, CO | 0 | 20 | 2 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BRENTON PARTNERS, L.P. | Hedge Fund | $138M | Mar 30, 2026 | 82 | Mar 29, 2012 | reported | 021-193557 |
| BRENTON PARTNERS II, L.P. | Hedge Fund | $34.8M | Jul 10, 2024 | 26 | Feb 26, 2021 | dropped | 021-388629 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAILLIE, DAWN, MARIE | President | Na | yes | 10/2025 | Mar 30, 2026 | Mar 30, 2026 |
| BUCKHAM, JAMES, WILLIAM | SENIOR PORTFOLIO MANAGER | Na | yes | 12/2025 | Mar 30, 2026 | Mar 30, 2026 |
| CLOTT, DAVID, BRIAN | CHIEF INVESTMENT OFFICER | Na | yes | 12/2025 | Mar 30, 2026 | Mar 30, 2026 |
| GODIN, DENNIS, P. | CHIEF OPERATING OFFICER | Na | yes | 12/2025 | Mar 30, 2026 | Mar 30, 2026 |
| MILLER, GREG | Founder | Na | yes | 07/1991 | Mar 30, 2026 | Mar 30, 2026 |
| MILLER, MICHAEL, DAVID | CHIEF EXECUTIVE OFFICER / CO-TRUSTEE OF THE | Na | yes | 10/2019 | Mar 30, 2026 | Mar 30, 2026 |
| MULHERN, JAMES, PETER | CO-TRUSTEE OF THE MICHAEL MILLER IRREVOCABLE | Na | yes | 10/2025 | Mar 30, 2026 | Mar 30, 2026 |
| RAWLINGS, STEVEN, GILBERT | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Na | yes | 10/2025 | Mar 30, 2026 | Mar 30, 2026 |
| MARTINO, STEPHEN, DOMENIC | CHIEF FINANCIAL OFFICER | Na | yes | 01/2019 | Jan 25, 2019 | Jul 10, 2024 |
| MILLER, REGIS, C. | TRUSTEE OF THE GREG MILLER TRUST | Na | yes | 06/2016 | Mar 30, 2021 | Jul 10, 2024 |
| MITCHELL, C. DANIEL | CHIEF OPERATING OFFICER | Na | yes | 04/2019 | Aug 24, 2016 | Jul 10, 2024 |
| THE GREG MILLER TRUST | OWNER/SHAREHOLDER | D | yes | 06/2016 | Sep 26, 2022 | Jul 10, 2024 |
| HERNBERG, MAUREEN, | TRUSTEE OF THE DARLENE M. MURPHY TRUST - 2011 | Na | no | 11/2014 | Mar 30, 2026 | Mar 30, 2026 |
| JOHNSON, SAMUEL, SLOAN | TRUSTEE OF THE MICHAEL DAVID MILLER TRUST - | Na | no | 11/2014 | Mar 30, 2026 | Mar 30, 2026 |
| MURPHY, DARLENE, MARIE | OWNER / SHAREHOLDER | A | no | 10/2019 | Mar 30, 2026 | Mar 30, 2026 |
| THE DARLENE M. MURPHY | OWNER / SHAREHOLDER | Na | no | 11/2014 | Mar 30, 2026 | Mar 30, 2026 |
| THE MICHAEL DAVID MILLER | OWNER / SHAREHOLDER | A | no | 11/2014 | Mar 30, 2026 | Mar 30, 2026 |
| THE MICHAEL MILLER | OWNER / SHAREHOLDER | B | no | 06/2025 | Mar 30, 2026 | Mar 30, 2026 |
| MICHAEL MILLER IRREVOCABLE TRUST OF 2020 | OWNER / SHAREHOLDER | A | no | 12/2020 | Mar 30, 2021 | Jul 10, 2024 |
| THE DARLENE M. MURPHY TRUST - 2011 | OWNER / SHAREHOLDER | B | no | 11/2014 | Mar 31, 2015 | Jul 10, 2024 |
| THE MICHAEL DAVID MILLER TRUST - 2011 | OWNER / SHAREHOLDER | B | no | 11/2014 | Mar 31, 2015 | Jul 10, 2024 |
| William, Zorn | TRUSTEE OF THE MICHAEL MILLER IRREVOCABLE TRUST OF 2020 | Na | no | 12/2020 | Mar 30, 2021 | Jul 10, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boston | Ma | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.0B | $2.0B | 30 | 19 | 2 | 1 | n/a |
| 2024 | Mar 28, 2025 | $2.1B | $2.1B | 30 | 15 | 1 | 2 | n/a |
| 2023 | Mar 29, 2024 | $2.1B | $2.1B | 30 | 16 | 1 | 2 | $137M |
| 2022 | Mar 23, 2023 | $2.4B | $2.4B | 34 | 18 | 1 | 2 | $159M |
| 2021 | Mar 22, 2022 | $3.1B | $3.1B | 37 | 24 | 1 | 2 | $514M |
| 2020 | Mar 30, 2021 | $2.8B | $2.8B | 41 | 26 | 2 | 2 | $402M |
| 2019 | Mar 27, 2020 | $2.5B | $2.5B | 39 | 24 | 0 | 1 | $366M |
| 2018 | Mar 31, 2019 | $2.4B | $2.4B | 42 | 26 | 0 | 1 | $215M |
| 2017 | Mar 30, 2018 | $2.8B | $2.8B | 41 | 27 | 2 | 1 | $234M |
| 2016 | Mar 31, 2017 | $2.6B | $2.6B | 37 | 26 | n/a | 1 | $147M |
| 2015 | Mar 30, 2016 | $2.3B | $2.3B | 37 | 27 | n/a | 1 | $114M |
| 2014 | Mar 31, 2015 | $2.4B | $2.4B | 32 | 27 | n/a | 1 | $116M |
| 2013 | Mar 25, 2014 | $2.0B | $2.0B | 30 | 24 | n/a | 1 | $74.6M |
| 2012 | Mar 27, 2013 | $1.3B | $1.3B | 24 | 20 | n/a | 1 | $60.6M |
| 2011 | Mar 29, 2012 | $1.1B | $1.1B | n/a | n/a | n/a | 1 | $59.6M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 5 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $2.1B | -3.5% | $2.4B | -6.0% | 30 | 30 | 2 | 1 |