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D•••• O•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••• O•••••• G•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

San Diego, CA | ST. PETERSBURG, FL | SAINT PETERSBURG, FL

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Search this name across graphsid dfx:ria:f786c1dc-8308-9562-1160-8a9e5ac59935

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 9, 2022	n/a	yes	SAINT PETERSBURG, FL\|San Diego, CA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 8, 2022	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••• S••••••••• L••	R•••••• J•••• • A••••••••• I•••	Mar 7, 2022	Apr 8, 2022	32	Firm change	Ibd to ibd
A••••••• F•••••••• A•••••••• L••	M•••••• A••••• S••••••••• L••	Mar 5, 2013

Relationships

Registered with (8)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
May 9, 2022 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 8, 2022 to presentfactForm ADV
→ M•••••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2013 to Mar 7, 2022factForm ADV
→ A••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Mar 7, 2022
Advisor changed firm
D•••• O•••••• G••••••• left M•••••• A••••• S••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2022-04-08)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f786c1dc-8308-9562-1160-8a9e5ac59935
First observed: Feb 21, 2006
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.