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M•••••• J••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M•••••• J••• C••••••

Advisor at H•••••••••

PORTLAND, ME

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Search this name across graphsid dfx:ria:f79273cf-82de-fa41-8cd3-b8324ad5f119

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••••	Independent wealth	Jul 30, 2024	n/a	yes	PORTLAND, ME	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 21, 2023	Jan 26, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	H•••••••••	Jan 26, 2024	Jul 30, 2024	186	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 8, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:134139:MA:2021-09-28	Oct 8, 2021	Mar 21, 2023	BOSTON, MA	Firm change after gap

Relationships

Registered with (4)

→ H•••••••••Registered adviserregistration: current employment
Jul 30, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2023 to Jan 26, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Oct 8, 2021factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Jan 26, 2024
Advisor changed firm
M•••••• J••• C•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for Headinvest (registered 2024-07-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f79273cf-82de-fa41-8cd3-b8324ad5f119
First observed: Nov 7, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.