DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
2 y
since Jul 30, 2024
In the industry
13 y
since Jan 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Headinvest independent RIA currentsince Jul 30, 2024 · Portland, Me
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 21, 2023 to Jan 26, 2024 · Biddeford, Me
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Oct 8, 2021 · Boston, Ma
- Strategic Advisers LLC national BDNov 7, 2013 to Jul 13, 2018 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Headinvestleft Jan 26, 2024, registered Jul 30, 2024 (186 days) · Affiliated broker-dealer or bank to independent RIA
- Fidelity Personal And Workplace Advisors to Cambridge Investment Research Advisors, Inc.left Oct 8, 2021, registered Mar 21, 2023 (529 days) · Affiliated broker-dealer or bank to another · moved with a team
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- Matthew John Civello left Cambridge Investment Research Advisors, Inc. for Headinvest (registered 2024-07-30)Jan 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address