DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••• C••••••

H•••••••••independent RIAPortland, MeIA-onlyIAPD 6160969

Feed of 09/14/2026

At current firm

2 y

since Jul 30, 2024

In the industry

13 y

since Jan 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••••• independent RIA current
since Jul 30, 2024 · Portland, Me
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 21, 2023 to Jan 26, 2024 · Biddeford, Me
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 8, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Nov 7, 2013 to Jul 13, 2018 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to H•••••••••
left Jan 26, 2024, registered Jul 30, 2024 (186 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 8, 2021, registered Mar 21, 2023 (529 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

M•••••• J••• C•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for Headinvest (registered 2024-07-30)
Jan 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address