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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Collin James Clark

Advisor at VANGUARD ADVISERS, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:f7a31e8e-832e-0869-504c-ca5fcd819ee0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 8, 2014
First registration: Aug 22, 2016
Dual registered: yes, broker-dealer
Other names: Collin J Clark|COLLIN CLARK
IAPD individual key: 6319573

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jun 7, 2025	n/a	yes	SCOTTSDALE, AZ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 10, 2021	Feb 27, 2025	no	SALT LAKE CITY, UT\|SCOTTSDALE, AZ	Previous registration
EPSTEIN AND WHITE FINANCIAL LLC	Former SEC adviser	Jun 23, 2020	Nov 23, 2020	no	SAN DIEGO, CA	Previous registration
ANCHOR BAY CAPITAL, INC.	Independent wealth	Mar 11, 2020	Jun 4, 2020	no	CARLSBAD, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 22, 2016	Jan 14, 2020	no	Austin, TX\|La Jolla, CA\|La Jolla, CA\|Austin, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VANGUARD ADVISERS, INC.	Feb 27, 2025	Jun 7, 2025	100	Firm change	Ibd to ibd
EPSTEIN AND WHITE FINANCIAL LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 23, 2020	Aug 10, 2021	260	Firm change	RIA to ibd
ANCHOR BAY CAPITAL, INC.	EPSTEIN AND WHITE FINANCIAL LLC	Jun 4, 2020	Jun 23, 2020	19	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	ANCHOR BAY CAPITAL, INC.	Jan 14, 2020	Mar 11, 2020	57	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jun 7, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 10, 2021 to Feb 27, 2025factForm ADV
→ EPSTEIN AND WHITE FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 23, 2020 to Nov 23, 2020factForm ADV
→ ANCHOR BAY CAPITAL, INC.Registered adviserregistration: previous registration
Mar 11, 2020 to Jun 4, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 22, 2016 to Jan 14, 2020factForm ADV

Dated events

Occurred
Feb 27, 2025
Advisor changed firm
Collin James Clark left Fidelity Personal And Workplace Advisors for Vanguard Advisers, Inc. (registered 2025-06-07)
Form ADVobserved 6 days ago