DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Collin James Clark
Feed of 09/14/2026
Also filed as Collin J Clark
At current firm
1 y
since Jun 7, 2025
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jun 7, 2025 · Scottsdale, Az
- Fidelity Personal And Workplace Advisors formerAug 10, 2021 to Feb 27, 2025 · Salt Lake City, Ut
- Epstein And White Financial LLC formerJun 23, 2020 to Nov 23, 2020 · San Diego, Ca
- Anchor Bay Capital, Inc. independent RIAMar 11, 2020 to Jun 4, 2020 · Carlsbad, Ca
- Charles Schwab & Co., Inc. national BDAug 22, 2016 to Jan 14, 2020 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Vanguard Advisers, Inc.left Feb 27, 2025, registered Jun 7, 2025 (100 days) · Affiliated broker-dealer or bank to another
- Epstein And White Financial LLC to Fidelity Personal And Workplace Advisorsleft Nov 23, 2020, registered Aug 10, 2021 (260 days) · RIA to affiliated broker-dealer or bank
- Anchor Bay Capital, Inc. to Epstein And White Financial LLCleft Jun 4, 2020, registered Jun 23, 2020 (19 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Anchor Bay Capital, Inc.left Jan 14, 2020, registered Mar 11, 2020 (57 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Collin James Clark left Fidelity Personal And Workplace Advisors for Vanguard Advisers, Inc. (registered 2025-06-07)Feb 27, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address