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J•••• E••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•••• E••••• E••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Altoona, PA

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Search this name across graphsid dfx:ria:f7ac68d3-8ba1-159a-8556-5a95e62658d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 29, 2011	n/a	yes	Altoona, PA	Current employment
S•••••• M••••• L••	Independent wealth	Nov 5, 2008	Nov 23, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• M••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 23, 2011	Nov 29, 2011	6	Firm change	Other
Q•• F•••••••• L••	S•••••• M••••• L••	Nov 3, 2008

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 29, 2011 to presentfactForm ADV
→ S•••••• M••••• L••Registered adviserregistration: previous registration
Nov 5, 2008 to Nov 23, 2011factForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2006 to Nov 3, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7ac68d3-8ba1-159a-8556-5a95e62658d9
First observed: Mar 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.