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RIA / WealthAdvisor42 years in industry

RICHARD FREDERICK SCHAUFERT

Advisor at LEXAURUM ADVISORS

OVERLAND PARK, KS | Fairfield, TX

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Search this name across graphsid dfx:ria:f7b99124-e351-f609-c6ec-322a4758cf95

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEXAURUM ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 6, 1984
First registration: Mar 23, 2001
Dual registered: no
Other names: RICH SCHAUFERT
IAPD individual key: 1186549

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEXAURUM ADVISORS	Independent wealth	Dec 5, 2019	n/a	yes	Fairfield, TX\|OVERLAND PARK, KS	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Dec 13, 2019	no	FAIRFIELD, TX	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Apr 3, 2003	Sep 1, 2016	no	SOUTH DAYTONA, FL\|SOUTH DAYTONA, FL\|WORDEN, IL\|FAIRFIELD, TX\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 23, 2001	Apr 15, 2003	no	DAYTONA BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	LEXAURUM ADVISORS	Dec 13, 2019	Dec 5, 2019	-8	Firm change	Ibd to RIA
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
WELLS FARGO ADVISORS	VSR ADVISORY SERVICES	Apr 15, 2003	Apr 3, 2003	-12	Firm change	Other

Relationships

Registered with (4)

→ LEXAURUM ADVISORSRegistered adviserregistration: current employment
Dec 5, 2019 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Dec 13, 2019factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 3, 2003 to Sep 1, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 23, 2001 to Apr 15, 2003factForm ADV

Dated events

No dated event names this entity yet.