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Advisor at CITIGROUP GLOBAL MARKETS INC.
Los Altos, CA | CUPERTINO, CA | SAN JOSE, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 22, 2021 | n/a | yes | Los Angeles, CA|Los Altos, CA|SAN JOSE, CA|CUPERTINO, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 29, 2012 | Jun 29, 2021 | no | SAN JOSE, CA|SUNNYVALE, CA|PALO ALTO, CA|SAN JOSE, CA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 6, 2006 | May 29, 2012 | no | DUBLIN, CA|CUPERTINO, CA|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Feb 13, 2004 | Oct 6, 2006 | no | CUPERTINO, CA|CUPERTINO, CA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 22, 2002 | Feb 13, 2004 | no | CUPERTINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Jun 29, 2021 | Jun 22, 2021 | -7 | Firm change | Wirehouse to ibd |
| CETERA INVESTMENT SERVICES LLC | WELLS FARGO ADVISORS | May 29, 2012 | May 29, 2012 | 0 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | CETERA INVESTMENT SERVICES LLC | Oct 6, 2006 | Oct 6, 2006 | 0 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | UVEST FINANCIAL SERVICES GROUP, INC. | Feb 13, 2004 | Feb 13, 2004 | 0 | Firm change | Other |