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J••••• M•••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J••••• M•••• K••••••••

Advisor at E••••• J••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:f7c8d909-4b5e-fbc2-751f-1a1700118eda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Nov 22, 2021	n/a	yes	ST. LOUIS, MO	Current employment
M•••••• F•••••••• A•••••••• I•••	Former SEC adviser	Jan 8, 2018	Oct 29, 2021	no	Effingham, IL\|DELAFIELD, WI\|Clayton, MO\|Weldon Spring, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• A•••••••• I•••	E••••• J••••	Oct 29, 2021	Nov 22, 2021	24	Firm change	RIA to ibd
K•••••••• F•••••••• S•••••••• L••	M•••••• F•••••••• A•••••••• I•••	Aug 14, 2015

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: previous registration
Feb 12, 2007 to Jun 19, 2008factForm ADV
→ M•••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2018 to Oct 29, 2021factForm ADV
→ K•••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2011 to Aug 14, 2015factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7c8d909-4b5e-fbc2-751f-1a1700118eda
First observed: Feb 12, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.