DFX Intelligence

M••• T••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M••• T••••• W••••

Advisor at C••••• I••••••••• A••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:f7c99df2-808b-da7d-169b-4cfa217dee96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 23, 2023	n/a	yes	ATLANTA, GA	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Dec 7, 2020	May 20, 2021	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	C••••• I••••••••• A••••••• L••	May 20, 2021	Mar 23, 2023	672	Bulk transfer	Ibd to ibd
P•••••••• S••••••••• I•••	S••••• F•••••••• G•••• I••	Dec 17, 2020	Dec 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:109485:GA:2020-12-17	Dec 17, 2020	Dec 7, 2020	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Dec 7, 2020 to May 20, 2021factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 21, 2012 to Dec 17, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7c99df2-808b-da7d-169b-4cfa217dee96
First observed: Dec 21, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.