RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• T••••• W••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 23, 2023 · Atlanta, Ga
- S••••• F•••••••• G•••• I•• formerDec 7, 2020 to May 20, 2021 · Atlanta, Ga
- P•••••••• S••••••••• I••• BD affiliatedDec 21, 2012 to Dec 17, 2020 · Atlanta, Ga
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Mar 23, 2023 (672 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to S••••• F•••••••• G•••• I••left Dec 17, 2020, registered Dec 7, 2020 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address